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Neal J. Baumann
Senior Vice President
Co-Branch Manager in Charge

LinkedInPhone NumberEmailLocation

925 Westchester Ave.
Suite LL-01
White Plains, NY 10604

Phone: 914-467-5033
Toll Free: 877-694-1604


Neal’s experience includes 32 years in the investment/brokerage sector.  He currently serves as the Eastern Regional Manager, and White Plains Branch Manager at Benjamin F. Edwards & Co., while providing investment advice to his own clients.  He currently serves as a member of the FINRA Continuing Education Content Committee and completed a four year term on the FINRA Continuing Education Council.

Neal has more than 23 years of management experience in the investment industry.  He served as a branch manager at A. G. Edwards & Sons starting in 1996, after joining the firm in 1991.  While at A. G. Edwards Neal was a frequent presenter at the A. G. Edwards University on the topics of compliance and time management for branch managers.  Neal is active in the local community and serves on the boards of a number of non-profit and community organizations.