As a leader in the Regulatory and Compliance segment of the industry since 1993, Allen Cole successfully guides financial advisors through the maze of the ever-changing regulatory landscape. His special talent: shaping regulatory requirements into actionable steps that help financial advisors accomplish their goals.
Allen joined Benjamin F. Edwards & Co. as senior vice president and chief compliance officer and counsel in 2008, and manages the legal, compliance, and regulatory activities of the firm.
A graduate of the Washington University School of Law, Allen also received a Bachelor of Arts degree in Business Administration from Ouachita Baptist University in 1982.