For Our Clients

Educational Resources

As a leader in the Regulatory and Compliance segment of the industry since 1993, Allen Cole successfully guides financial advisors through the maze of the ever-changing regulatory landscape. His special talent: shaping regulatory requirements into actionable steps that help financial advisors accomplish their goals.

Allen joined Benjamin F. Edwards & Co. in 2008 and manages the legal compliance and regulatory activities of the firm as Executive Director of Law and Compliance, and Chief Counsel.

A graduate of the Washington University School of Law, Allen also received a Bachelor of Arts degree in Business Administration from Ouachita Baptist University in 1982.

Learn more about Law and Compliance

April 3, 2015 |