Important Disclosures

SIPC and Excess SIPC Coverage Available

Benjamin F. Edwards & Co. is a member of the Securities Investor Protection Corporation (SIPC), which protects client securities held by its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available on request or at www.sipc.org. Pershing LLC, our clearing firm, also provides additional coverage in excess of SIPC limits for eligible securities of up to $1 billion aggregate over all client accounts at Pershing LLC and its UK-based affiliate, Pershing Securities Limited, including up to $1.9 million cash (per client).